SEC Readiness Webinar Series

It has been a busy year for the regulation of private funds. The SEC has settled important enforcement actions and recently proposed additional transparency requirements from private fund managers – and staff have issued several important risk alerts.

CFOs, CTOs, and business directors of private fund managers will each have a critical role in helping their companies develop new compliance controls, meet reporting requirements, and disclose financial, cybersecurity risks to investors. and ESG investing.

EisnerAmper is launching a series of SEC readiness webinars to help private fund managers prepare for the growing role of compliance and rising regulatory expectations. This panel of experienced professionals and advisors will share their views on what recent SEC activity means for you.

Learning outcomes:

Participants will better understand:

• Insights related to recent SEC risk alerts, enforcement cases and proposed regulations
• How the C Suite can prepare and set expectations for accountability across the organization
• Resources available to learn more about what’s to come

This course provides 1.0 CPE credit in specialized knowledge.